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法律英语阅读与翻译教程
1.2.6 Lesson 6 Defendants' Rights in the Criminal Justic...

Lesson 6 Defendants' Rights in the Criminal Justice System
第六课 被告人的主要权利

Ⅰ. Text & Its Translation

There are two fundamental aspects of the U.S. criminal justice system(1)—the presumption that the defendant is innocent and the burden on the prosecution(2) to prove guilt beyond a reasonable doubt. Furthermore, criminal defendants have other rights too.

1. The Defendant's Right to Remain Silent

The Fifth Amendment to the U.S. Constitution provides that a defendant cannot be compelled in any criminal case to be a witness against himself. In short, the defendant has the right to “sit mute”. The prosecutor cannot call the defendant as a witness, nor can a judge or defense attorney force the defendant to testify if the defendant chooses to remain silent. By contrast, a defendant may be called as a witness in a civil case.

A defendant in a criminal trial may choose whether or not to give evidence in the proceedings. Further, there is no general duty to assist the police with their inquiries. Although certain financial investigatory bodies have the power to require a person to answer questions and impose a penalty if a person refuses, if a person gives evidence in such proceedings, the prosecution cannot adduce such evidence in a criminal trial.

The Supreme Court ruled that the government cannot punish a criminal defendant for exercising his right to silence, by allowing the prosecutor to ask the jury to draw an inference of guilt from the defendant's refusal to testify in his own defense.(3) The Court overturned as unconstitutional under the federal constitution a provision of the California state constitution that explicitly granted such power to prosecutors.

2. The Defendant's Right to Confront(4) Witness

The “confrontation clause”(5) of the Sixth Amendment gives defendants the right to “be confronted by the witnesses against” them. Implicit in this right is the right to cross—examine witnesses—that is, the right to require the witnesses to come to court, “look the defendant in the eye”, and subject themselves to questioning by the defense. The Sixth Amendment prevents secret trials, and except for limited exceptions, forbids prosecutors from proving a defendant's guilt with written statements from absent witnesses.

Like most of the protections given criminal defendants in the Constitution, the right of confronting witness has its origins in English common law. Until the sixteenth century, the right of confronting witness was nearly absent from the Anglo-American legal tradition. Then, with the introduction of the right to trial by an impartial jury and the firm establishment of the presumption of innocence, the right of confrontation came to be seen as an integral part of the proper defense rights of the accused.

Through crossexamination, defendants are allowed to test the reliability and credibility of witnesses. However, the right of crossexamination also has limits. For example, defendants may be denied the right to ask questions that are irrelevant, collateral, confusing, repetitive, or prejudicial.

3. The Defendant's Right to a Public Trial(6)

The Sixth Amendment guarantees public trials in criminal cases. This is an important right, because the presence in courtrooms of a defendant's family and friends, ordinary citizens and the press can help ensure that the government observes other important rights associated with trials.

In a few situations, normally involving children, the court will close the court to the public. For example, judges can bar the public from attending cases when defendants are charged with sexual assaults(7) against children. In recent years, legislators have been concerned about defendants who escape punishment for sexually molesting(8) young children because the children are afraid to testify in the defendant's presence. To address this problem, many states have enacted special rules that authorize judges—in certain situations—to allow children to testify via closed circuit television. The defendant can see the child on a television monitor, but the child cannot see the defendant. The defense attorney can be personally present where the child is testifying and can cross-examine the child.

4. The Defendant's Right to be Represented by an Attorney

The Sixth Amendment to the U.S. Constitution provides that “in all criminal prosecutions, the accused shall enjoy the right ... to have the assistance of counsel for his defense.” A judge must appoint an attorney for indigent defendants(defendants who cannot afford to hire attorneys) at government expense only if the defendants might be actually imprisoned for a period of more than six months for the crime. As a practical matter, judges routinely appoint attorneys for indigents in nearly all cases in which a jail sentence is a possibility.

In a series of cases, the U.S. Supreme Court ruled that American indigents do have a right to counsel, but only in criminal cases. The federal government and some states have offices of public defenders which assist indigent defendants, while other states have systems for outsourcing the work to private lawyers. A judge normally appoints the attorney for an indigent defendant at the defendant's first court appearance. For most defendants, the first court appearance is either an arraignment(9) or a bail(10) hearing.

The job of defense counsel at trial is to prepare and offer a vigorous defense on behalf of the accused.A proper defense often involves the presentation of evidence and the examination of witness, all of which requires careful thought and planning. Good attorneys, like quality craftspeople everywhere, may find themselves emotionally committed to the outcome of trials in which they are involved.

Ⅰ.课文及译文

美国刑事司法制度有两项基本内容:一是推定被告人无罪;二是检方负证明责任,证明被告人有罪须达到排除合理怀疑的标准。此外,刑事被告人还拥有其他权利。

1.被告人有保持沉默的权利

美国《宪法》第五条修正案规定,被告人在任何刑事案件中都不能被迫做不利于自己的证人(自证其罪)。简单的说,也就是被告人有权保持沉默。如果被告人选择了保持沉默,检察官不能要求其作为证人,法官和辩护律师也不能强迫被告人提供证词。与此不同的是,在民事案件中被告可以被传唤为证人。

在刑事审判中,被告人可自主决定是否在庭审中提供证据。就是在警察的调查中,他们也没有义务协助。尽管特定的金融调查机构有权要求人们回答问题,并可以对拒绝回答问题的人员施以处罚,但是,对于从这种程序中获得的证据,检方是不能在刑事审判中使用的。

最高法院曾裁定,如果刑事被告人行使沉默权,检察机关不得允许检察官令陪审团根据被告人拒绝为自己辩护的行为来作出被告人有罪的推论,不可以此来惩罚被告人。最高法院曾依联邦宪法认定加利福尼亚州宪法有关明确授予检察官此种权力的条款违宪,并最终推翻了该条款。

2.被告人有对质证人的权利

《美国宪法》第六条修正案中的“对质条款”赋予了被告人与对自己不利的证人对质的权利。这一权利中暗含有交叉询问证人的权利,即被告人有权要求证人出庭,并使证人“看着被告人的眼睛”接受辩护律师的询问。第六条修正案可防止秘密审判的发生;它还可防止检察官在证人不出庭的情况下,仅凭他们的书面陈述即证明被告人有罪,少数特殊情况除外。

同美国《宪法》为被告人提供的其他大多数保障性权利一样,对质证人的权利起源于英格兰普通法。直到16世纪,对质证人的权利仍然没有出现在盎格鲁美利坚的法律传统中。之后,伴随着由公正陪审团进行审判的权利的引入,以及无罪推定原则的牢固确立,对质证人的权利也被视为被告人的合理抗辩权不可分割的一部分。

通过交叉询问,被告人可检验证人的可靠性和可信性。然而,交叉询问的权利也有限制。例如,对于不相关的、间接的、迷惑性的、重复的,或者有偏见的问题,被告人的这一权利则可被拒绝。

3.被告人有获得公开审判的权利

宪法第六条修正案保证了被告人在刑事案件中有获得公开审判的权利。该权利十分重要,因为被告人的家人、朋友及普通民众和新闻界的出席对于确保检察机关遵守与审判相关的其他重要权利有很大的作用。

在一些情况(通常是涉及儿童的案件)下,法庭不会向公众开放。例如,当被告人被指控对儿童进行性侵犯时,法官可以禁止公众旁听案件的审判。近年来,立法者注意到,由于儿童在被告人面前害怕提供证词,不少被告人因此逃脱了猥亵儿童罪的惩罚。为了解决这个问题,许多州颁布了特别规则:在特定情况下,这些规则授权法官允许儿童通过闭路电视向法院提供证词。被告人可以通过电视屏幕看到儿童,而儿童看不到被告人。被告人的律师在儿童提供证词时可以在场,并可以对儿童进行交叉询问。

4.被告人有获得律师代理的权利

《宪法》第六条修正案规定,“在一切刑事诉讼中,被告人享有从律师处获得帮助为自己辩护的权利”。如赤贫被告人(无钱聘请律师的被告人)的罪行可能被实际判处6个月以上的监禁刑,法官必须为其指派一名律师,费用由政府负担。在实践中,只要赤贫被告人有可能被判处监禁刑的,法官几乎都会例行地为其指派一名律师。

美国联邦最高法院在一系列案件中裁定,赤贫者有权获得律师的辩护——但仅限于刑事案件。联邦政府和一些州设立了“公众辩护人”办公室,向赤贫被告人提供帮助。而其他的一些州则将此项工作“外包”给私人律师。法官通常会在赤贫被告人首次出庭时为其指派律师。对大部分被告人而言,首次出庭或者是指传讯或者是指保释听证。

庭审辩护律师的职责是代表被告人准备并提供强有力的辩护。辩护通常包括证据的出示和对证人的询问,所有这些都要求细心的考虑和计划。好的律师,就像技术精湛的工匠一样,会对其代理案件的审判结果倾注极大的感情。

Ⅱ. GLOSSARY
Ⅱ.词汇表

civil case 民事案件

criminal trial 刑事审判

confrontation clause 对质条款

secret trial 秘密审判

written statements 书面陈述

public trial 公开审判

sexual assaults 性侵犯

cross-examine 交叉询问

indigent defendant 赤贫被告人

arraignment 传讯

bail 保释

Ⅲ. SUPPLEMENTARY TEXT
Ⅲ.补充资料

The personification of justice balancing the scales of truth and fairness dates back to the Goddess Maat(11), and later Isis(12), of ancient Egypt. The Hellenic(13) deities Themis(14) and Dike were later goddesses of justice. Themis was the embodiment of divine order, law, and custom, in her aspect as the personification of the divine rightness of law.

However, a more direct connection is to Themis' daughter Dike, who was portrayed carrying scales: “If some god had been holding level the balance of Dike” is an image in a surviving fragment of the poetry.

Dike is described as almost indistinguishable from Astraea(Astraia) who is depicted with a torch, wings, and Zeus' thunderbolts.

Ancient Rome adopted the image of a female goddess of justice, which it called Justitia. Since Roman times, Justitia has frequently been depicted carrying scales and a sword, and wearing a blindfold. Her modern iconography frequently adorns courthouses and courtrooms, and conflates the attributes of several goddesses who embodied Right Rule for Greeks and Romans, blending Roman blindfolded Fortuna(15)(fate) with Hellenistic Greek Tyche(16)(luck), and swordcarrying Nemesis(17)(vengeance).

Justitia is most often depicted with a set of scales typically suspended from her left hand, upon which she measures the strengths of a case's support and opposition. She is also often seen carrying a double-edged sword in her right hand, symbolizing the power of Reason and Justice, which may be wielded either for or against any party.

Since the 15th century, Lady Justice has often been depicted wearing a blindfold. The blindfold represents objectivity, in that justice is or should be meted out objectively, without fear or favor, regardless of identity, money, power, or weakness; blind justice and impartiality. The earliest Roman coins depicted Justitia with the sword in one hand and the scale in the other, but with her eyes uncovered. Justitia was only commonly represented as “blind” since about the end of the 15th century.

Instead of using the Janus approach, many sculptures simply leave out the blindfold altogether. For example, atop the Old Bailey courthouse in London, a statue of Lady Justice stands without a blindfold; the courthouse brochures explain that this is because Lady Justice was originally not blindfolded, and because her “maidenly form” is supposed to guarantee her impartiality which renders the blindfold redundant. Another variation is to depict a blindfolded Lady Justice as a human scale, weighing competing claims in each hand.

Ⅳ. EXERCISES
Ⅳ.练习

1. Answer the following questions.

(1)What are the typical defendant's rights in modern criminal procedure?

(2)How do you understand “the defendant's right to remain silent”?

(3)According to the text, what are the two fundamental aspects of U.S. Criminal Justice System?

(4)In which amendments does Bill of Rights provide the procedural rights of defendants?

2. Translate the following terms into English.

(1)合理怀疑

(2)双重追诉

(3)快速审判

(4)公诉方

(5)金融调查机构

3. Translate the following terms into Chinese.

(1)criminal procedure

(2)criminal justice system

(3)confrontation clause

(4)sexual assault

(5)cross-examination

(6)public trial

(7)indigent defendants

4. Match the given terms with the proper explanation.

A. bail

B. confrontation clause

C. criminal justice system

D. double jeopardy

E. jury trial

(1)The collective institutions through which an accused offender passes until the accusations have been disposed of or the assessed punishment concluded.

(2)The Sixth Amendment provision guaranteeing a criminal defendant's right to directly confront an accusing witness and to crossexamine that witness.

(3)A trial in which the factual issues are determined by a jury, not by the judge.

(4)The fact of being prosecuted twice for substantially the same offense. Double Jeopardy is prohibited by the Fifth Amendment.

(5)Traditionally, it is some form of property deposited or pledged to a court to persuade it to release a suspect from jail, on the understanding that the suspect will return for trial or forfeit the bail(and possibly be brought up on charges of the crime of failure to appear).

5. Choose the suitable words from the box and fill in the blanks.

interrogations guilty refuse self-incrimination self-incriminating torture

The Fifth Amendment protects witnesses from being forced to incriminate themselves. To “plead the Fifth” is to (1) to answer a question because the response could provide (2) evidence of an illegal conduct punished by fines, penalties or forfeiture. Historically, the legal protection against (3) was directly related to the question of torture for extracting information and confessions. In the late 16th and early 17th century in England, anyone refusing to take the oath ex officio mero(confessions or swearing of innocence, usually before hearing any charges) was considered (4). Coercion and (5) were commonly used to compel “cooperation”. Puritans, who were at the time fleeing to the New World, began a practice of refusing to cooperate with (6). These protections were brought to America by Puritans, and were later incorporated into the United States Constitution through the Bill of Rights.

6. True or False. Please mark T for true sentences or F for false sentences.

(1)_____The Sixth Amendment to the U.S. Constitution provides that a defendant cannot be compelled in any criminal case to be a witness against himself.

(2)_____The prosecutor can call the defendant as a witness, and a judge or defense attorney can force the defendant to testify if the defendant chooses to remain silent.

(3)_____The “confrontation clause” of the Seventh Amendment of United States Constitution gives defendants the right to “be confronted by the witnesses against” them.

(4)_____As a practical matter, judges routinely appoint attorneys for indigents in nearly all cases in which a jail sentence is a possibility.

7. Translate the following sentences into Chinese.

(1)The procedure for how charges are filed varies from jurisdiction to jurisdiction. Some jurisdictions give the police greater discretion in charging defendants with specific crimes, while others place more power with the prosecutor's office.

(2)A defense consists of evidence and arguments offered by a defendant and his or her attorneys to show why that person should not be held liable for a criminal charge.

(3)Under the law, defense of third persons always requires that the defender be free from fault and that he or she act to aid an innocent person who is in the process of being victimized.

(4)Procedural defenses make the claim that defendants were in some manner discriminated against in the justice process or that some important aspect of official procedure was not properly followed and that, as a result, they should be released from any criminal liability.

————————————————————

(1) criminal justice system:刑事司法制度。该词也有“刑事司法系统”的意思,可称为lawenforcement system。是对参与处理对被告人的刑事指控问题的各种机构的总称,通常它包括三个组成部分:①执法部门(law enforcement),包括警察(police)、行政司法官(sheriffs)、执行官(marshals);②司法程序(judicial process),包括法官(judges)、检察官或自诉人(prosecutors)、辩护律师(defense lawyers);③矫正程序(corrections),包括狱政官(prison officials)、缓刑官员(probation officers)、假释官员(parole officers)。

(2) prosecution:控诉方,检察机关。The prosecution is the legal party responsible for presenting the case in a criminal trial against an individual accused of breaking the law.

(3) Griffin v.California 380 U.S. 609(1965).

(4) confront:使对质;使对证。confrontation:对质;对证。A fundamental right of a defendant in a criminal action to come face to face with an adverse witness in the court's presence so the defendant has a fair chance to object to the testimony of the witness and the opportunity to crossexamine the witness. 在刑事诉讼中,指被告人有权与对方证人对质。《美国宪法》第六条修正案规定的这一被告人权利使被告人能面对证人,能对其证词提出反对意见,或使证人能辨别被告人。对质权的实质不在于使被告人能见到证人,而是保障被告人具有质询对方证人的宪法权利。

(5) confrontation clause:对质条款。指美国宪法第六条修正案,该条保障刑事被告人有权直接与控方证人对质,并向该证人进行交叉询问(crossexamination)。“In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.”

(6) public trial:公开审判。Public trial or open trial is a trial open to public, as opposed to the secret trial.

(7) sexual assault:性侵犯,指性交以外的各种非法性行为。例如,以身体伤害相威胁,或以造成恐惧、羞辱或精神痛苦相胁迫,而猥亵妇女、儿童或其他男子的行为。

(8) molest:骚扰,猥亵。To subject to unwanted or improper sexual activity.

(9) arraignment:传讯。Arraignment is a formal reading of a criminal complaint in the presence of the defendant to inform the defendant of the charges against him or her.

(10) bail:保释。Bail is some form of property deposited or pledged to a court to persuade it to release a suspect from jail, on the understanding that the suspect will return for trial or forfeit the bail(and possibly be brought up on charges of the crime of failure to appear).

(11) Maat:古埃及宗教中的真理正义之神。

(12) Isis:古埃及宗教中司生育与繁殖的女神。

(13) Hellenic:希腊的,希腊人的,希腊语的。

(14) Themis:希腊神话中司法律与正义的女神。

(15) Fortuna:古罗马神话中的命运女神。

(16) Tyche:古希腊神话中的命运女神。

(17) Nemesis:古希腊神话中的复仇女神。